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Financial advisory firms
in Waukesha, WI.

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19 financial advisors8 advisory firms1 city

Financial advisor coverage follows current affiliations with firms having filed offices in this geography. Counts are deduplicated; not a personal-branch or expertise claim.

19 financial advisors8 advisory firms1 city

Matching records for your current geography and filters. Category advisor counts reflect affiliated firms reporting that category, not individual service assertions.

CAPITAL INNOVATIONS, LLCCRD 145329

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

High net worth individualsInvestment companiesOther investment advisersPortfolio management for businesses or institutional clients (other than 3 and 4)

Record typeAdvisory firm

Location basisAdvisory firm office

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DANA INVESTMENT ADVISORS INCCRD 105879

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

Banking or thrift institutionsCharitable organizationsCorporations or other businessesHigh net worth individuals

Record typeAdvisory firm

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DRAKE & ASSOCIATES, LLCCRD 154854

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Educational seminars/workshopsFinancial planning

Record typeAdvisory firm

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ELLENBECKER INVESTMENT GROUPCRD 173851

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)

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GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD 158292

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Financial planning

Record typeAdvisory firm

Location basisAdvisory firm office

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IAG WEALTH PARTNERS, LLCCRD 109721

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

Record typeAdvisory firm

Location basisAdvisory firm office

Source factsLimited

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MORGAN-ALY WEALTH MANAGEMENT, LLCCRD 328483

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Pension and profit sharing plansPortfolio management for individuals and/or small businesses

Record typeAdvisory firm

Location basisAdvisory firm office

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PROVIDENT TRUST COMPANYCRD 110118

Advisory firm

Filed advisory firm office: Waukesha, WI

Filed firm type: Registered

Record typeAdvisory firm

Location basisAdvisory firm office

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