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Financial advisory firms
in Providence, RI.

Search financial advisors or advisory firms by filed office geography, public filed services, and client types.

7 financial advisors20 advisory firms1 city

Financial advisor coverage follows current affiliations with firms having filed offices in this geography. Counts are deduplicated; not a personal-branch or expertise claim.

20 advisory firmsCompare public facts. Verify experience directly.
7 financial advisors20 advisory firms1 city

Matching records for your current geography and filters. Category advisor counts reflect affiliated firms reporting that category, not individual service assertions.

BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLCCRD 330189

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Pooled investment vehicles (other than ICs)Portfolio management for pooled investment vehicles (other than investment companies)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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BARRETT & COMPANYCRD 1175

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Banking or thrift institutionsCharitable organizationsCorporations or other businessesHigh net worth individuals
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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BROWN, LISLE/CUMMINGS, INCCRD 1331

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Financial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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CANTON HATHAWAY LLCCRD 297527

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Pension and profit sharing plans
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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ELIOT ROSE WEALTH MANAGEMENT, LLCCRD 120465

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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GLOBAL STRATEGIC RISK MANAGEMENT, LLCCRD 327157

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Pooled investment vehicles (other than ICs)Portfolio management for pooled investment vehicles (other than investment companies)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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HAVE RIA, INC.CRD 327137

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Pension and profit sharing plansOther: REAL ESTATE ASSET MANAGEMENTPension consulting servicesPortfolio management for businesses or institutional clients (other than 3 and 4)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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MARSTONE LLCCRD 164810

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Individuals (other than HNW)Other investment advisersPortfolio management for businesses or institutional clients (other than 3 and 4)Portfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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NAUTIC PARTNERS, LLCCRD 159822

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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NEWMAN DIGNAN & SHEERAR, INCCRD 107565

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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PARSONS CAPITAL MANAGEMENT INCCRD 106295

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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PLUM POINTE WEALTH MANAGEMENTCRD 332618

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Charitable organizationsHigh net worth individualsIndividuals (other than HNW)Financial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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PROVIDENCE EQUITY PARTNERS L.L.C.CRD 155678

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Pooled investment vehicles (other than ICs)Portfolio management for pooled investment vehicles (other than investment companies)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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SHEELEY & PARTNERS WEALTH MANAGEMENT, LLCCRD 109013

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Pension and profit sharing plansFinancial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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SIGNET INVESTMENT ADVISORY GROUP, INC.CRD 123910

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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SK WEALTH MANAGEMENT, LLCCRD 109114

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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STRATEGICPOINT INVESTMENT ADVISORS LLCCRD 124636

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Pension and profit sharing plansFinancial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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UNISONCRD 155470

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Charitable organizationsHigh net worth individualsIndividuals (other than HNW)Other investment advisers
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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UPPER90CRD 304179

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Pooled investment vehicles (other than ICs)Portfolio management for pooled investment vehicles (other than investment companies)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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Public source record; verify directly
WEYBOSSET RESEARCH & MANAGEMENT, LLCCRD 108047

Advisory firm

Filed advisory firm office: Providence, RI

Filed firm type: Registered

Charitable organizationsHigh net worth individualsIndividuals (other than HNW)Other: INVESTMENT MODEL PROVIDER
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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Public source record; verify directly
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