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Financial advisory firms
in Rochester, NY.

Search financial advisors or advisory firms by filed office geography, public filed services, and client types.

170 financial advisors25 advisory firms1 city

Financial advisor coverage follows current affiliations with firms having filed offices in this geography. Counts are deduplicated; not a personal-branch or expertise claim.

25 advisory firmsCompare public facts. Verify experience directly.
170 financial advisors25 advisory firms1 city

Matching records for your current geography and filters. Category advisor counts reflect affiliated firms reporting that category, not individual service assertions.

ASHTON THOMAS SECURITIES, LLCCRD 16629

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Financial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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BOYD CAPITALCRD 312070

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Educational seminars/workshopsFinancial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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BRIGHTON SECURITIES CORP.CRD 3875

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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CORE ALPHA, INC.CRD 119635

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Individuals (other than HNW)Financial planningOther: ESTATE PLANNINGPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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ENGLESON & ASSOCIATESCRD 126349

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for businesses or institutional clients (other than 3 and 4)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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FAMA FIDUCIARY WEALTH LLCCRD 125627

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Financial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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FIEN CAPITAL MANAGEMENT, LLCCRD 114951

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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HIGH FALLS ADVISORS, INC.CRD 108678

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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HOWE AND RUSLING, INC.CRD 104627

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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ICONOCLASTIC CAPITAL MANAGEMENT LLCCRD 310132

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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INDIANO CAPITAL MANAGEMENTCRD 122620

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Insurance companies
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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LAYLINE ADVISORSCRD 285136

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Pension and profit sharing plans
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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LIFEMARK SECURITIES CORP.CRD 16204

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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NORTHLANDING FINANCIAL PARTNERS, LLCCRD 167055

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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NOVEM GROUPCRD 158964

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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OAK CREST ADVISORY, LLCCRD 304255

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Pension and profit sharing plansFinancial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
View profile
Public source record; verify directly
PRENTICE WEALTH MANAGEMENT LLCCRD 160052

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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RISE ADVISORS, LLCCRD 309760

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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Public source record; verify directly
ROCHESTER INVESTMENTSCRD 306782

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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Public source record; verify directly
SAGE, RUTTY & CO., INC.CRD 3254

Advisory firm

Filed advisory firm office: Rochester, NY

Filed firm type: Registered

Banking or thrift institutionsCharitable organizationsCorporations or other businessesHigh net worth individuals
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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Public source record; verify directly
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Understand financial advisor fees

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Questions for your first advisor meeting

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Check financial advisor credentials

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