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Financial advisory firms
in Pasadena, CA.

Search financial advisors or advisory firms by filed office geography, public filed services, and client types.

178 financial advisors40 advisory firms1 city

Financial advisor coverage follows current affiliations with firms having filed offices in this geography. Counts are deduplicated; not a personal-branch or expertise claim.

40 advisory firmsCompare public facts. Verify experience directly.
178 financial advisors40 advisory firms1 city

Matching records for your current geography and filters. Category advisor counts reflect affiliated firms reporting that category, not individual service assertions.

APPIAN WAY FINANCIALCRD 168109

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Charitable organizationsHigh net worth individualsIndividuals (other than HNW)Financial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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ARROYO INVESTMENT GROUP, LLCCRD 130243

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Banking or thrift institutionsCharitable organizationsCorporations or other businessesHigh net worth individuals
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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BERNARD & JOHNSON FAMILY WEALTH MANAGEMENTCRD 283871

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Pension and profit sharing plansFinancial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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CAPITAL RESEARCH & CONSULTING LLCCRD 109868

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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CLIFFORD SWAN INVESTMENT COUNSELORSCRD 108033

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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CMR CAPITAL MANAGEMENT, LLCCRD 284054

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Pooled investment vehicles (other than ICs)Portfolio management for pooled investment vehicles (other than investment companies)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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DERIVE WEALTHCRD 284619

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPension consulting services
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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DISHMI CAPITAL, LLCCRD 336392

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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EAST WEST WEALTH ADVISORS LLCCRD 342776

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Financial planningPortfolio management for businesses or institutional clients (other than 3 and 4)Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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EQUANIMITY FINANCIAL PARTNERSCRD 152050

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Pension and profit sharing plansFinancial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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FELICITAS GLOBAL PARTNERS, LLCCRD 292411

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Investment companiesPooled investment vehicles (other than ICs)Portfolio management for investment companies (including mutual funds) and/or business development companiesPortfolio management for pooled investment vehicles (other than investment companies)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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FIRST WILSHIRE SECURITIES MANAGEMENT, INC.CRD 171971

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Corporations or other businessesHigh net worth individualsIndividuals (other than HNW)Pension and profit sharing plans
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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FLAHERTY & CRUMRINE INCORPORATEDCRD 105499

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Insurance companiesInvestment companiesPooled investment vehicles (other than ICs)Portfolio management for businesses or institutional clients (other than 3 and 4)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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FOUNDRY FINANCIAL LLCCRD 300122

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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FULLER INVESTMENT MANAGEMENT COMPANYCRD 167467

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Charitable organizationsHigh net worth individualsIndividuals (other than HNW)Pooled investment vehicles (other than ICs)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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GUINNESS ATKINSON ASSET MANAGEMENT, INC.CRD 124465

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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HALL CAPITAL, LLCCRD 153961

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Charitable organizationsHigh net worth individualsIndividuals (other than HNW)Financial planning
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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IMPACT FIDUCIARY LLCCRD 288345

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

High net worth individualsIndividuals (other than HNW)Financial planningPortfolio management for individuals and/or small businesses
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
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KONDO WEALTH ADVISORS, INCCRD 175347

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Charitable organizationsCorporations or other businessesHigh net worth individualsIndividuals (other than HNW)
Record typeAdvisory firm
Location basisAdvisory firm office
Source factsFiled activities
View profile
Public source record; verify directly
LAKE AVENUE FINANCIAL LLCCRD 315746

Advisory firm

Filed advisory firm office: Pasadena, CA

Filed firm type: Registered

Record typeAdvisory firm
Location basisAdvisory firm office
Source factsLimited
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Public source record; verify directly
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